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AdvisorVault’s 17a-4 Managed 365 Service: Finally, Guaranteed FINRA Compliance On The Microsoft Cloud

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AdvisorVault Introduces their 17a-4 Managed 365 Service. A unique option specifically for small FINRA firms needing to meet compliance on the Microsoft Cloud.

NEW YORK, Sept. 8, 2024 /PRNewswire/ — The AdvisorVault’s 17a-4 Managed 365 Service includes full migration to Microsoft 365, a FINRA approved cybersecurity add on with a plug-in archiving data off the Microsoft cloud meeting the long-term electronic records retention & supervisory demands of rule 17a-4 with the D3P service and attestation letters – bundled in one product.

“FINRA firms have been approaching us lately, even ones already on Microsoft 365 worried about 17a-4 compliance,” said Allan Lonz, President of AdvisorVault. “I mean, some were using generic cloud service providers, others were on Google Workspace, but they weren’t meeting rule 17a-4:  they surely had gaps; data wasn’t backed up; records on the cloud definitely weren’t being retained for 17a-4, worst thing though, employees weren’t cybersecure on the cloud, not by FINRA standards, in reality they were risking audit failure any day,” Lonz added.

AdvisorVault’s 17a-4 Managed 365 Service: Getting FINRA Firms Compliant on the Microsoft Cloud

Although the cloud is the best option for small FINRA firms,  (Microsoft 365 ideally with all its features) by default its not 17a-4 compliant & it has lots of gaps out-of-the-box.  Also, problem is few providers know how to make the cloud 17a-4 compliant – Microsoft themselves won’t support compliance & Google lacks the tools needed to meet 17a-4.

AdvisorVault’s 17a-4 Managed 365 Service is the answer for small FINRA firms needing compliance on the Microsoft cloud. Essentially, firms benefit using AdvisorVault by getting a Managed 365 Cloud provider who is ALSO a designated FINRA 17a-4 D3P able to meet today’s demands by setting up a  fully compliant Microsoft Cloud for firms. In addition, the service includes all key services for one flat monthly fee with everything needed to keep FINRA happy with a move to the cloud.

Migrate to Microsoft 365:  We take ownership of a firm’s 365 tenant to fully move in-house data consolidate records on 365; move users’ files off personal PCs to OneDrive; migrate data stored on servers to company SharePoint sites; message compliance; email accounts migrated to Exchange Online; private/group chats on Teams configured – ready for 17a-4 archiving.Cybersecurity:  Apply FINRA level best-practice cybersecurity policies on Microsoft 365; detect, respond & recover from cyber incidents; notifications sent to compliance officers & IT staff; detection of sign-in from unusual locations, unknown devices, suspicious mailbox activities, account creation/deletion, public sharing of company data with audit logging enabled on the cloudCloud Archiving Plug-in: Archive records off the cloud to a secondary 17a-4 compliant system; includes emails, OneDrive & SharePoint data, Teams chats archived with granular protection to restore individual emails, files, contacts, calendar items and Teams chats; with a supervisory interface for searching, flagging, keyword detection; download sample sets of data to PST and zip file format for regulators during audits.The FINRA D3P:  Provide firms the two 17a-4 third party storage notification letters; preserving firms records in a non-rewriteable format for 7 yrs; verify automatically the quality of the archiving and index process; respond to requests by FINRA (or SEC) for access to firms records within 48 hrs. if requested independently of the firm.

About AdvisorVault

AdvisorVault is a FINRA D3P with a turn-key approach including the archiving, retention, and supervision of electronic records– in-house or in the cloud. Including the FINRA third-party service with all the required documentation. For one flat monthly fee it’s the only fully 17a-4 compliant option providing complete peace of mind.

To learn more how AdvisorVault can help your firm get 17a-4 compliant on Microsoft 365 contact us today:

Allan Lonz – President
1-866-732-1407
alonz@advisorvault.com
www.advisorvault.com

Photo(s):
https://www.prlog.org/13037381

Press release distributed by PRLog

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SOURCE AdvisorVault

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LEAP Group Relaunches HumanView, a Growth Intelligence System Built to Explain Why Customers Behave the Way They Do

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Reimagined from the ground up, HumanView pairs statistical modeling with expert analysts to turn millions of real-world customer signals into business decisions

LOUISVILLE, Ky., Oct. 23, 2026 /PRNewswire/ — LEAP Group today announced the relaunch of HumanView, its growth intelligence service. The new version has been rebuilt from the ground up and now has a dedicated home at leapgroupnetwork.com/humanview.

HumanView analyzes what customers say and do across social platforms, e-commerce sites, review platforms, search behavior and user-generated content, including signals from Reddit, TikTok, YouTube, Meta, Amazon and Walmart+ that general AI tools cannot always access. Because the data reflects unprompted, real-world behavior, it avoids the response bias built into surveys and focus groups.

The service works in three layers. HumanView captures signals at scale, decodes millions of records through validated statistical models such as regression, correlation and clustering, and then relies on experienced analysts to interpret the patterns. Clients receive clear, human-validated insights instead of another dashboard.

“Machines find the patterns. Humans find the point,” said Alan Gilleo, CEO at LEAP Group. “The first version of HumanView showed us how much customers reveal when nobody is asking them questions. This version is built to explain why they act the way they do, and to put those answers in front of everyone making decisions, from product to service to marketing.”

HumanView focuses on three areas:

Growth Intelligence: customer motivations and how people perceive a brand and its competitors

Market and Category Intelligence: product pain points, service friction, unmet needs and competitive gaps

Audience Intelligence: new segments, positioning opportunities and gaps in the market

Every model is designed and validated by data scientists and benchmarked before it informs a recommendation.

To learn more about HumanView, visit leapgroupnetwork.com/humanview.

About LEAP Group
LEAP Group is a boutique marketing agency holding company with offices in Louisville, Indianapolis, Cincinnati and Chicago. Guided by the belief that brands should “Market Less. Matter More.,” LEAP gives clients access to specialized experts across its entire network. Learn more at leapgroupnetwork.com.

View original content to download multimedia:https://www.prnewswire.com/news-releases/leap-group-relaunches-humanview-a-growth-intelligence-system-built-to-explain-why-customers-behave-the-way-they-do-302918557.html

SOURCE LEAP Group

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STEPHEN A. SMITH ADDRESSES WHITE HOUSE DINNER ATTENDANCE, REAFFIRMS COMMITMENT TO HBCUs AND PROTECTING CORPORATE INVESTMENT IN BLACK EDUCATION

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NEW YORK, Oct. 23, 2026 /PRNewswire/ — Stephen A. Smith, media mogul, New York Times bestselling author, and proud 1991 graduate of Winston-Salem State University, is addressing the public discussion surrounding his decision to attend a White House dinner with President Donald Trump, emphasizing his commitment to the long-term financial stability of Historically Black Colleges and Universities (HBCUs).

For Smith, the decision was rooted in a commitment to institutions that have educated generations of Black leaders, professionals, entrepreneurs, and public servants.

“I will always advocate for HBCUs and the students whose futures depend on them,” Smith said. “My reason for attending the White House dinner was to discuss the challenges these institutions face in securing long-term funding and to make the case that corporate America must continue to invest in them.”

Smith acknowledged federal support through the FUTURE Act while expressing concern that political tensions surrounding diversity, equity, and inclusion (DEI) could discourage private companies from supporting HBCUs. He maintains that these institutions deserve sustained corporate partnerships, philanthropic contributions, and public investment.

“If we truly believe in free-market capitalism, businesses should be able to support educational institutions and charitable causes without fear of criticism or repercussions,” Smith said. “HBCUs have made extraordinary contributions to this country. They deserve sustained public and private investment.”

Ashley Christopher, Esq., Founder and CEO of the HBCU Week Foundation, recognized Smith’s advocacy and decision to engage with the administration.

“Stephen A. Smith has been a powerful advocate for HBCUs, using his platform and influence to shine a national spotlight on our institutions,” expressed Christopher, “His continued support of HBCU Week helps advance our mission of connecting students with life-changing educational opportunities, and we are proud to have him as our ambassador.”

Since Smith became an HBCU Week Ambassador in 2019, the initiative has facilitated more than 15,000 on-the-spot college acceptances and raised and awarded more than $150 million in scholarships, according to the HBCU Week Foundation.

As public discussion continues, Smith is emphasizing the importance of ensuring HBCUs have the resources and partnerships needed to educate future generations and expand opportunities for students.

CLICK HERE to watch Smith’s full response to his White House visit.

MEDIA CONTACT:

media@mrsasinc.com

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SOURCE Straight Shooter Media

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Advantex Announces Completion of Financing and Extension of Maturity Date of Previously Issued Debentures

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TORONTO, Oct. 23, 2026 /CNW/ — Advantex Marketing International Inc. (CSE: ADX) (“Advantex”), a leader in the merchant cash advance and loyalty marketing products for merchants, today announced the completion of a $250,000 secured debt financing. Advantex issued a $250,000 non-convertible debenture which bears an interest rate at 12% per annum and matures December 15, 2027. The proceeds raised from this issuance of the Debenture will be used for working capital purposes.

Advantex has also extended the maturity of its existing $700,000 in 12% secured debentures from October 10, 2026 to December 15, 2027.

About Advantex Marketing International Inc.

Advantex provides working capital to merchants. Advantex also provides specialized marketing programs that enable members of Aeroplan to earn Aeroplan points at participating merchants.

Advantex shares trade on the Canadian Securities Exchange under the symbol ADX. For more information go to Advantex’s profile on www.sedar.com

Forward-Looking Information

This news release contains “forward-looking statements” within the meaning of applicable securities laws relating to the future business and operations of Advantex. Actual results and developments may differ materially from those contemplated by these statements. The business and operations of Advantex described herein is dependent on a number of factors and is subject to a number of risks and uncertainties. Factors that could cause actual results to differ material include, but are not limited to, changes in Advantex’s economic and competitive conditions including but not limited to the industry sectors in which Advantex operates.

The statements in this news release are made of the date of this release. Forward-looking statements are made based on management’s beliefs, estimates and opinions on the date the statements are made and Advantex undertakes no obligation to update forward-looking statements if these beliefs, estimates and opinions or other circumstances should change, except as required by applicable law.

SOURCE Advantex Marketing International Inc.

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